Compliance Control Room – Vice Present (Banking)
We are currently working with a bank in London working on enhancing and improving upon their existing Compliance function from the perspective of their Central Compliance function and improving the efficacy and unity of policies adopted across the bank’s international offices throughout the EMEA region.
Candidates demonstrating Compliance and/or Regulatory Compliance experience within Financial Services firms are invited to apply. This role will require the role-holder to identify and advise on Prudential and Financial Conduct-related risks, developing and maintaining the bank’s framework in London.
The role-holder will play a crucial part in ensuring the adherence to regulatory requirements and the development of a robust compliance framework. They will assume responsibility for interpreting and adhering to FCA mandated changes.
The main activities will revolve around assisting in the development and annual planning of the Compliance Plan for all departments, as well as making ongoing adjustments to avoid any breaches in policy or deviation from external regulatory guidance.
You will have the opportunity to independently scope and plan all assigned reviews, executing them in a timely and thorough manner while following Compliance Monitoring procedures. Your ability to clearly and concisely document testing outcomes will be crucial, ensuring that they are re-performable and adhere to Compliance Monitoring conventions.
This role involves assuming a key position acting as a communicator between both the Heads of Compliance department and rest of the business.
This long-term contract opportunity affords individuals the chance to join a dynamic and collaborative team within an internationally reputable organisation.
To explore this opportunity further, please submit your CV to this advertisement and a member of Venn Group’s Financial Services team will be in touch.