Compliance Monitoring Officer (AVP)
Venn Group is currently recruiting for an experienced Compliance Monitoring Officer to join an international bank with an office in London. This position will assist with the execution and completion of testing as determined by the Compliance Monitoring Plan and the needs of Banks Compliance Monitoring Programme
The ideal candidate will have previous experience working within a Financial Institution dealing directly with compliance monitoring procedures and conversation, execute and document testing and assist in the scoping and planning of monitoring reviews.
The candidate must be confident at communicating to all levels of management throughout any reviews and will be responsible for liaising directly with the Head of the Department to provide updates and assist with project planning.
Additional duties include; documenting issues, identify associated risks, conduct root cause analysis, issue impacts and resolve remediation actions. It is essential the candidate has good knowledge of financial services, markets, securities, regulatory change, risk controls and banking activities.
The ability to provide input into relevant technology solutions across aspects of the Compliance function is advantageous. It is essential that the candidate is familiar with the preparation of CMP Management Information and is confident in attending/presenting at compliance meetings.
Finally, the candidate must have a good working knowledge of the FCA Handbook to be suitable for the role.
To explore this opportunity, please contact the Financial Services team at Venn Group on 020 7557 7667 and email your CV to firstname.lastname@example.org.